Information Systems Auditing, Controls and Assurance Course Syllabus
Full curriculum breakdown — modules, lessons, estimated time, and outcomes.
Overview: This course provides a comprehensive and practical understanding of Information Systems (IS) auditing, controls, and assurance. Designed by The Hong Kong University of Science and Technology, it spans approximately 8 hours across four core modules, plus a final project. Learners will gain hands-on experience through case studies and assignments, building essential skills for real-world IS auditing roles. Lifetime access ensures flexible, self-paced learning.
Module 1: Introduction to Information Systems (IS) Auditing
Estimated time: 2 hours
- Introduction to risk in information systems
- Three-step risk management process: assessment, mitigation, and re-evaluation
- Understanding internal controls with practical examples
Module 2: IS Controls and Assurance
Estimated time: 2 hours
- Exploration of various IS controls
- Assurance services and their importance in IS auditing
- Case studies illustrating the application of IS controls
Module 3: IS Audit Process
Estimated time: 2 hours
- Detailed look into the IS audit process
- Audit planning, execution, and reporting
- Tools and techniques used in IS auditing
Module 4: IS Management Practices
Estimated time: 2 hours
- Change management controls and handling emergency changes
- Best practices in IS management
- Interviews with practitioners providing real-world insights
Module 5: Final Project
Estimated time: 2 hours
- Conduct a simulated IS audit using learned methodologies
- Identify risks and recommend control improvements
- Prepare an audit report with findings and recommendations
Prerequisites
- Familiarity with basic information systems concepts
- Understanding of fundamental IT operations
- Interest in auditing, compliance, or IT governance
What You'll Be Able to Do After
- Understand the risks associated with information systems and how to mitigate them through proper IS controls
- Apply IS audit procedures across the Systems Development Life Cycle (SDLC)
- Evaluate the effectiveness of internal controls in real-world scenarios
- Perform key stages of an IS audit including planning, execution, and reporting
- Recognize the roles and responsibilities of IS auditors and the qualities required for the profession